Compliance Analyst
CoinSwitch
Know the Company
PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo’s products include CoinSwitch. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners (formerly Sequoia Capital India), Ribbit Capital, Paradigm, and Coinbase Ventures.
PeepalCo is the brand name for our Group entity and will house all our wealth-tech brands. The largest of our brands, CoinSwitch, will be housed under PeepalCo, so will our forays into Indian Equities and Mutual Funds.
For more information, visit: https://peepal.co | For media queries, contact: press@peepal.co
- Review KYC documents and point out any deficiencies
- Generate transactional alerts, review the same, obtain additional information, escalate wherever required and close the alert
- Prepare periodic MIS on the transactional alerts review and KYC review
- Provide assistance with the execution, monitoring and testing of the various controls
- Assist in developing metrics to measure and track compliance, risk and the effectiveness of the various process and programs
- Coordinate response to 3rd party security questionnaires
- Assists in the design of automation to enable scalability of the compliance
- Create and maintain data and documentation
- Handle administration of compliance issues that arise in transactions/operations.
- Engage with internal and external auditors
- Maintenance of regulatory deadlines
- Support for Regulatory filings
- Assist the Compliance Manager in various compliance related activities
- Bachelor’s degree
- Minimum 1 - 3 years of experience in regulatory compliance with specializations in KYC/AML and transaction monitoring.
- Experience in regulatory guidelines around AML and KYC rules in India and regulatory reporting.
- Experience working with third-party data sources KYC providers etc.
- Experience in financial services transaction data analysis
- Passionate about fighting financial crime with great knowledge of financial crime risks.
- Highly data driven, comfortable in setting goals and KPIs, forecasting and planning.
- Strong attention to detail and communication (written and verbal), time management, analytical, and investigative skills.
- Experience in drafting STRs and writing ground of suspicion
- Ability to handle huge data
- Well versed with MS Office and other common analytical tools
Life at PeepalCo
We take great pride in what we do, and are committed to our mission. And we have a lot of fun while at it!
Here’s how we do things at PeepalCo:
- Customer-first: That’s the North Star. Everything we do is to make our users’ investment experience better and simplified.
- Ownership: We don’t sport lab coats, but we experiment—a lot. And we take ownership. We even have a catchphrase for this: Think big, fail fast, and build better.
- Data-driven: The source of truth. Simple as that.
- Fun: PS5, anyone? Or do you prefer Foosball? Or perhaps Carrom? And yes, our HR team has a whole list of activities: Disco nights, offsites, gift boxes, and more!
Speaking of lists, the perks and benefits are so extensive, this space isn’t enough. Here are a few:
- Parenthood: Up to 8 months of Maternity leave and 1 month of Paternity leave
- Gender Reassignment Surgery: Be the best version of you! We’ll support you and reimburse your medical bill.
Disclaimer: We are an equal opportunity employer committed to building a respectful and empowering work environment for all people to freely express themselves amongst colleagues who embrace diversity in all respects. Including fresh voices and unique points of view in all aspects of our business not only creates an environment where we can all grow and thrive but also increases our potential to produce work that better represents—and resonates with—the world around us.